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T12102

 

TASMANIAN INDUSTRIAL COMMISSION

Industrial Relations Act 1984
s.29 application for hearing of an industrial dispute

Tanya Louise Atkins
(T12102 of 2005)

and

Tasmanian Canine Defence League Inc

 

COMMISSIONER T J ABEY

HOBART, 27 April 2006

Industrial dispute - alleged unfair termination of employee - alleged failure to observe policies and procedures - procedural fairness - order made

REASONS FOR DECISION

[1] On 30 May 2005, Tanya Louise Atkins (the applicant) applied to the President, pursuant to Section 29(1A) of the Industrial Relations Act 1984, for a hearing before a Commissioner in respect of an industrial dispute with Tasmanian Canine Defence League Inc [the employer] arising out of the termination of her employment. Mr B. Trafford sought and was granted leave to appear for the applicant. Mr S. Cornish of the TCCI appeared for the employer.

[2] Ms Atkins commenced employment as an animal attendant at the Burnie Dogs' Home on 28 February 2005. Immediately prior to this appointment Ms Atkins had worked at the home in a volunteer capacity for a month or so.

[3] On 6 May 2005 Ms Atkins was summarily terminated following an incident that occurred on 4 May. There was no letter of termination tendered into evidence. However in a newspaper article, which was not challenged as to accuracy, the State General Manager of the Canine Defence league was quoted as stating:1

"Ms Atkins was put off because of serious misconduct relating to access to the pound section. She was instantly terminated because she didn't follow policy and procedure."

[4] This matter was initially listed for a conciliation conference on 16 June 2005. At that time there appeared to be some prospect of settlement, although in subsequent negotiations this did not materialise. Subsequent attempts to have the matter re-listed became something of a saga, given the unavailability of both parties at various stages. Suffice to say that the delay in bringing this matter to finality is quite unacceptable and in the ordinary course of events should have been completed at least six months ago. The Commission is not apportioning blame or criticism for this delay, other than to observe that an expeditious hearing process best serves justice.

Extension of Time Application

[5] The termination occurred on 6 May 2005. The application was dated 27 May and received in the Commission on 30 May. Mr Cornish contended as a preliminary matter that the application was out of time. I made an ex tempore decision granting an extension of time. I now provide brief reasons for this decision.

[6] 27 May 2005 was a Friday. It was also the 21 days after the date of termination. [s29[1B]]. The application was lodged by post and received on Monday 30 May. According to s 29[4] of the Acts Interpretation Act 1931, the application was probably one day out of time.

[7] The application could, and should, have been sent by facsimile. The fact that it was not is clearly representational error. I was persuaded to grant the application for extension for the following reasons.

1. The applicant did nothing wrong. She sought legal advice in a timely manner and was entitled to rely on the actions of her legal representative.

2. The respondent did not raise the preliminary issue until a few days before the final hearing, despite the long running nature of the case.

3. The application was only one day out of time.

4. There was no evidence of any prejudice to the employer if the application was granted.

5. In all the circumstances it would have been unfair to deny the applicant the opportunity to put her case.

[8] In granting the extension I emphasise that that the "exceptional circumstances" test is more onerous than the general discretion allowed in many other statutes, and that the Commission expects time limits to be complied with.

Evidence

[9] Sworn evidence was taken from the following witnesses:

Gillian Dianne Vowles, journalist with the Advocate newspaper at the relevant time.

Tanya Louise Atkins, the applicant.

Heather Margaret Charlton, Co-Manager of the home.

Gwenda Lee Holland, animal attendant and weekend supervisor.

Events of 4 May 2005

[10] This case revolves around a dog named "Blackie" who had been impounded on a court order for allegedly being a dangerous dog. The case had been listed for hearing in the Burnie Magistrates Court on that day.

[11] Ms Atkins said:2

"Okay. What do you remember about that day?---I remember when I got to work I was told that it was D day today and I asked what was meant by that. That was said by Gwenda, and she said it is destruction day and she said that Robert [Blackie's owner] wasn't allowed in the pen if the Court case went bad."

[12] In the absence of the two co-managers, Ms Holland was the supervisor or Duty Manager for the day. Her evidence in relation to this conversation was as follows:3

"You received some instructions about the operations on that day. Could you tell me what those instructions were please?---I received instructions about the dog Blackie. A Court case was coming up and he was - the impounding area had to be padlocked at all times and no-one was to enter on that day.

Were you aware of anybody being given permission to go into the pound that day?---No.

So under the conditions under the Court Dogs policy, Mr Lowery having a dog in there belonging to him, would require to have management permission. Mr Lowery didn't approach you at all?---No.

Those instructions you received, who gave you those instructions?---Debbie Walsh.

And did Debbie give any instructions as to what you should do in terms of relating those instructions to the staff?---Yes. She asked me to let the staff know of the impounding area having to be locked at all times and no-one to enter.

And how did you tell the staff that?---After I had received that information as they arrived, when they arrived I let them know that today was the day for - well, I called it D day - the day for Blackie's Court case and the impounding area must be padlocked and no-one to enter.

MR CORNISH: When you gave instructions to Tanya and Jason that morning, what was the staff's response to those instructions?---Jason was fine, no problems. Tanya just nodded yes, and then promptly said, "I don't like the word D day to be used. It's not a nice word," and that was about it."

[13] In a written statement, apparently prepared soon after Ms Atkins' application was lodged, Ms Holland elaborated as follows:4

"When Tanya arrived at work we discussed the fact it was 'D' (Decision) Day at the Home in regards to the outcome of the court case regarding Blackie.

I stated to her that I wanted the holding kennels to be padlocked and that no one was to enter the pound section all day.

Tanya asked whether this decision was mine or Debbie's and I said to her that it shouldn't concern her whose decision it was and that was what is going to happen in case the outcome of the case was not favourable for the dog's owner."

[14] Ms Holland denied that she had referred to D Day as "destruction" day.

[15] It transpired that the magistrate fined Mr Lowery, recorded convictions, but determined that he required further evidence about the dog's behaviour and arrangements for its future control before deciding its future on May 16.

[16] Immediately following the court case, Ms Vowles, an Advocate photographer [Mr Cross], Mr Lowery, and his solicitor [Mr Trafford] went to the dogs' home. They were allowed entry by Ms Atkins, who escorted them into the pound area.

[17] Only Mr Lowery was allowed to enter Blackie's pen, whilst Mr Cross took photos from outside. Ms Vowles and Ms Atkins said the gate was closed whilst Ms Holland said it was open.

[18] Asked what happened next, Ms Atkins said:5

"We were standing talking to Jill, you and myself and Gwenda came up and stood beside Jill I think and she just stood there for about five minutes and didn't say anything and then she was talking to Jill and yourself and then after about 15 minutes she said, "Okay, it's time to go. We have got stuff to do," and that was it.

So did Gwenda at any time object to the owner being given access to his dog?---No, she never said anything.

Or to the journalist being let near the dog or anything like that?---No."

[19] Ms Vowles said that no staff member raised any objection to Mr Lowery being in the pen with his dog, nor raise any safety concerns.

[20] Ms Holland said that she was not initially aware that media representatives were present.

[21] Ms Holland's account of events is as follows:6

"What happened after that?---After me going over there?

Yes, after you went across there?---I was greeted by a gentleman in a suit who was Mr Lowery's lawyer - - - 

Yes, that was Mr Trafford, was it not?---Yes. And he was speaking to me. While he was speaking to me a woman, whom I didn't know who she was, was walking down along the holding kennels looking at all the other dogs. I called her back and explained to her that no one was to go down there and that she must leave. And at the same time I observed that there was Robert Lowery in with his dog, Tanya outside the gate that goes into Blackie's kennel and the photographer taking photos. At that time I was not aware that the Court case was over. I assumed these people were there to do with the Court case happening at the time and they were there to have a look at the dog. It wasn't for a few moments after speaking to the lawyer that I realised that the Court case was over and that these people really shouldn't have been there. So then I asked them all to leave.

So did you ascertain whether any of these people had permission to be there?---Well, they must have had permission from Tanya only because there was no one else to give permission and she must have let them in, because she was the only other person who had a key."

[22] Under cross-examination Ms Holland said:7

"You stood there for 10 minutes and observed all of this happen and you made no objection to it whatsoever at any stage did you?---After I had assessed everything I did make objections and asked everyone to leave."

[23] After the group had left, Ms Atkins telephoned Ms Walsh [co manager] and advised that the Advocate had been present.

[24] In relation to allowing Mr Lowery to enter the pound, Ms Atkins said:8

"When Mr Lowery went in you knew that he required permission from management to go in?---Well, I had been able to let him in there several times beforehand.

That wasn't the question. You knew that he had to have permission from management to be let in?---No.

But that is one of the fundamental policies. Surely you knew that and if you didn't know, did you think to ask?---No, because I had been told several times before to go down with the key and let him in."

[25] Ms Atkins said she was not aware the Advocate people were coming9 and she had not been previously told not to allow journalists into the dogs' home.10

Meeting on 6 May 2005

[26] The following day Ms Atkins was contacted by Ms Walsh. Ms Atkins said:11

"Okay. When did you next hear about that day?---The day after I was taking my girls to school and I crashed my car at Somerset and about two minutes after I crashed my car Debbie rang up and said that Carol wasn't happy and that it was grounds for dismissal and I explained to her that I had just crashed my car and that the police were on their way and everything and like - - - 

So did Debbie ask you to talk to her about it?---Not at that point because like, I had just had the accident and everything and Heather rang up later that day to see how I was and asked me whether I would be able to get up there the next day.

Okay. So you had your car accident on 5 May, which is a day after the journalists had visited?---Yes.

And you were then asked to go up to the dogs home and talk to somebody on 6 May?---Yes.

And did you do that?---Yes, I borrowed a car and went up and - because the accident had stressed me out and I had asthma attacks that afternoon and that night and the next morning I had asthma attacks as well."

[27] Present at the meeting were Ms Walsh, Ms Charlton and Ms Atkins. Ms Charlton took notes and Ms Walsh "did most of the talking." Ms Atkins said she was "pretty upset and in the middle of having another asthma attack and yes, it was a pretty stressful moment."

[28] Ms Atkins further recounted:12

"Okay. And what did she say to you?---She just said, like, that I was going to be sacked and that I wasn't complying with policies or something by letting The Advocate in and that I had to return my uniform and the keys and yes, that I was going to be dismissed.

Did she tell you that you were dismissed or that you were going to be dismissed?---That I was going to be dismissed.

Okay. So what happened next?---I said that I'd stuffed up and I was sorry and I ended up leaving crying and saying that I couldn't handle this right now and yes, that was - - - "

[29] Ms Atkins said she was not given the opportunity to explain her actions. However under cross-examination she said:13

"In fact when you were asked to given an account of your actions, your sole response was, "I fucked up and what more could you want me to say?" Is that true?---Yes".

[30] Ms Charlton's recollection of the meeting was as follows:14

"And could you tell me how that interview proceeded please? Tell me what took place?---We called Tanya to find out what happened on the events of two days previous as to how it was that there was media involvement, that there was a lawyer, that Robert, that there was a photographer, that there was a journalist that was allowed into the pound area which was a no public access area and how come there was a story in the paper that we knew nothing about.

What did Ms Atkins have to say for herself when you put those submissions to her?---Tanya was very upset. She shook shoulders and said, "What can I say? I fucked up."

Is that all she said, "I fucked up. What else can I say?" Nothing more? In that interview did you - what policies were discussed in that interview?---There were several policies. There was access to the pound and there was Court case dogs and there was also an extra one of media involvement."

[31] Ms Charlton's handwritten notes of the meeting were tendered into evidence and are reproduced below.15

"- How come Advocate allowed on premises

- Not aware Gwenda Manager

- Court Case bad - not allowed in there - didn't turn bad

- Why didn't you ask Gwenda

- Problem - allowed in Court Case dog - photograph - Advocate - not allowed

- Locked for reason - which was done

- Acknowledged stuffed up

- Termination - breached 2 policies - put at risk

- Out of our hands - safety

- Nothing mentioned
  - keys
  - uniform
  - payment for dog - June

- Left in tears"

[32] Ms Charlton said the reasons given to Ms Atkins for her dismissal was failure to follow policies and putting people at risk by entering a no access area.

[33] Ms Charlton said that Ms Walsh had been instructed by the State Manager to fire Ms Atkins.16 She said:17

"So did Debbie tell you at any time that Carol Lawrence had told her to sack Tanya? So in other words the decision to sack Tanya was made even before Tanya turned up at this meeting, wasn't it?---Yes.

MR TRAFFORD: As far as you are aware, Tanya was going to be sacked even before she arrived at this meeting?---Yes.

So it didn't matter what excuse she had or what explanation she gave. She was going to be sacked no matter what she said. That is the case, isn't it?---Yes."

Knowledge of Policies, Training

[34] Ms Atkins Position Description18 lists as essential qualifications/experience:

· Empathy with animals and a genuine respect for their welfare.

· Current Drivers Licence and own transport.

[35] Listed among the desirable qualifications/experience is:

· An understanding of the role and policies of the TCDL.

[36] A Volunteer Induction Questionnaire completed by Ms Atkins contained the following:

Q 18 The pound area is for Dogs Home staff only

True/False

The policies applicable to the home are contained in a manual that is approx 100 pages long. The manual is located in the office, and according to Ms Charlton, staff are encouraged to "refer to these policies and procedures."

[37] Ms Atkins said she was allowed to take the manual home for one night. Her evidence was that she only managed to read the first five or ten pages. She said:19

But don't you think that it is a rather important thing as a new employee to go and read through the policies?---Yes, but I worked all day, I had to go and collect my children from Somerset which they were at school and with their father and by the time I got the kids home I had to bath them, give them tea, get them ready for bed and by the time I sat down I had half an hour before I went to bed to have a look through it and I was up again and I had to take my girls back to Somerset at 7.30 that morning and then go to work.

[38] Ms Atkins said she asked to take the manual home again but this request was denied.20

[39] There are three specific policies relevant to this matter.

Access to Pound Section21

[40] This policy states that only staff members are permitted 'general access to the pound area."

[41] The policy then lists the exceptions to this general rule and relevantly includes the following:

"Owners of court case dogs held for long periods of time may enter after gaining permission from the Pound Council or Police and with the agreement of the Manager of the Day."

Court Case Dogs.22

[42] Relevantly, this policy includes the following:

"If a Court Case Dog is visited by its owner it must be with the permission of the Manager only and at a designated time. The dog must remain in the pen."

Media Involvement.23

[43] This policy is reproduced in full.

"1. The TDCL and the Dogs' Home welcome successful media appearances and involvement.

2. Permission must be obtained from TCDL President or Vice-President prior to any arrangements being made.

3. Dogs' Home staff must not make any arrangements without first gaining permission from the Manager of the Day."

[44] Ms Atkins said she had not read any of the policies referred to above, nor had they been brought to her attention.24

[45] Ms Charlton acknowledged that she was not aware of all the policies,25 and was only "somewhat" aware of the policy concerning media involvement.

Findings

[46] As best as can be ascertained Ms Atkins was terminated for not following policies and procedures. It would seem from the evidence that the policies that were allegedly breached related to allowing the owner of court order dog to enter the pound area, together with a breach of the policy concerning media involvement.

[47] I deal firstly with the policy manual.

[48] In my view it is quite unrealistic to expect staff, and in particular Ms Atkins to be familiar with the policy details in a 100-page policy folder. According to the evidence Ms Atkins was allowed to take the folder home on one occasion only. Through her own domestic circumstances she was unable to read more than the first five or ten pages and was denied the opportunity to take the folder home again. Even senior staff conceded that they were not familiar with all aspects of the written policies.

[49] There was no evidence of any specific training in relation to the policy manual and Ms Atkins' unchallenged evidence was that she had not seen the three policy documents in question.

[50] There is nothing wrong with having a policy manual available for reference. However if management expects precise compliance with a written policy, then there is a clear responsibility on the employer to bring it to the attention of staff in a specific manner. This is particularly pertinent in the case of a staff member who had only been employed for a period of two months.

[51] I conclude that any breach of the media policy on Ms Atkins part was quite inadvertent and certainly did not involve any conscious intent to bring harm to the dogs home. Indeed the opposite was the case.

[52] The issue of allowing Mr Lowery to visit his dog is not so clear. I am satisfied on the evidence that there is not a blanket prohibition on anyone but staff entering the pound area. It is clear that under certain circumstances dog owners, dog walkers, volunteers and council inspectors may enter the pound area. Indeed Ms Atkins said that she had on a number of occasions escorted Mr Lowery to Blackie's pen.

[53] The evidence of Ms Holland was that she specifically instructed Ms Atkins that no one was to enter the pound section that day "in case the outcome of the case was not favourable for the dogs owner."

[54] Ms Atkins' understanding of this instruction was that "Robert wasn't allowed in the pen if the court case went bad."

[55] Whilst I tend to accept that Ms Holland's instruction did amount to a blanket prohibition, given the words used, the construction placed on the instruction by Ms Atkins was not beyond contemplation. It was certainly an explanation that should have been taken into account by management.

[56] There are at least two aspects of the termination interview that were quite inconsistent with procedural fairness.

[57] Firstly, Ms Atkins was not offered the opportunity to be assisted by another person of the employee's choice. This is a clear statutory requirement [s 30[8]] and was particularly pertinent given the evidence as to Ms Atkins state of stress at the time.

[58] Secondly the persons conducting the interview were clearly under instructions as to the outcome and no explanation would have made any difference.

[59] Mr Cornish acknowledged that procedural fairness "was a bit lax" but submitted that in any event, Ms Atkins made no attempt to offer an explanation for her actions.

[60] I suspect that this was not the case. Ms Charlton's notes of the meeting contain the following:26

"Court case bad - not allowed in there - didn't turn bad."

[61] This short hand version of Ms Atkins' response at the time is entirely consistent with her evidence as to the nature of the instruction given by Ms Holland. It should have been considered.

[62] There can be no doubt that Ms Atkins made an error of judgement. It was not however an action intended with any malice. Nor, given the amount of time taken by Ms Holland in assessing the situation, could it be described as particularly reckless, although clearly safety issues were involved. Taking into account the totality of the evidence I find that there were circumstances surrounding this event which leads me to conclude that summary termination was a quite disproportionate response. A warning, coupled with counselling and training, would in my view have been an appropriate outcome.

[63] I conclude that Ms Atkins was unfairly terminated.

[64] I turn now to the matter of remedy.

[65] Whilst reinstatement/re-employment is the primary remedy, the effluxion of time alone suggests that this would be impracticable.

[66] In terms of assessing compensation, I am prepared to accept, although it was not beyond doubt, that Ms Atkins was part way through a probationary period. Whilst this matter concerned an allegation of serious misconduct rather than a performance issue, the probationary component of the contract of employment, is a factor which must be considered in assessing the remuneration Ms Atkins might have received, but for the termination. I am also required to take into account length of service, which in this case was quite short.

[67] I conclude that the appropriate level of compensation to be three weeks wages.

Order

[68] Pursuant to section 31 of the Industrial Relations Act 1984, I hereby order that the Tasmanian Canine Defence League Inc pay to Ms Tanya Louise Atkins an amount of one thousand one hundred and thirty three dollars [$1133], by way of compensation, such payment to made not later than 5 pm on 12 May 2006.

 

Tim Abey
COMMISSIONER

Appearances:
Mr G. Trafford of Trafford Legal, Barristers and Solicitors, for Ms Tanya Louise Atkins.
Mr S. Cornish with Ms Carol Lawrence of the Tasmanian Chamber of Commerce and Industry Limited for the Tasmanian Canine Defence League Inc.

Date and place of hearing:
2005
16 June
Hobart
2006
1 March
Ulverstone

1 Exhibit A1
2 Transcript PN 157
3 Transcript PN 532 to 537, 549
4 Exhibit R11
5 Transcript PN 180/182
6 Supra PN 577/580
7 Supra PN 680
8 Supra PN 316/318
9 Supra PN 320
10 Supra PN 188
11 Supra PN 189/193
12 Transcript PN 198/200
13 Supra PN 330
14 Supra PN 410, 412, 414
15 Exhibit R10
16 Transcript PN 493
17 Supra PN 501, 505, 506
18 Exhibit A2
19 Transcript PN 302
20 Supra PN 155
21 Exhibit R4
22 Exhibit R5
23 Exhibit R6
24 Transcript PN 301, 304, 305, 306, 307, 308
25 Supra PN 438
26 Exhibit R10